Stock Broking

Growing Your Investments in a Changing World
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Stock Broking Account Opening Form

Note : Information mark with * are mandatory to filled up.
Politically Exposed Person (”PEP”) - Domestic & Foreign
1 Are you or your immediate family member(s) entrusted with prominent public functions, such as heads of state or government, senior politician, senior government officials, judicial or military officials and senior executives of public organisations? *
Foreign Account Tax Compliance Act (”FATCA”) and Common Reporting Standard (“CRS”) (The information in this section is collected in order to comply with FATCA and CRS requirements which require AmBank Group to identify and report United States (U.S.) Persons and Tax Residents in CRS Participating Jurisdictions)
No. U.S. Indicia Status
1 Are you a U.S. citizen or resident (including green card holder)? *
2 Is U.S. your country of birth? *
3 Do you hold a current U.S. residence address or mailing address (including a U.S. post office box)? *
4 Do you have a current U.S. telephone number? *
5 Do you currently maintain any standing instructions to the U.S.? *
6 Do you currently assign power of attorney or signatory authority to a person within the U.S.? *
7 Do you currently have a ‘hold mail’ or ‘in care of’ address as your sole address? *